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Overview of YUEXIU SECURITIES

　　Established in Hong Kong over a decade ago, Yuexiu Securities is a regulated brokerage firm, which offers a wide range of tradable securities and services, including equities, bonds, futures, and options.

　　While its commission fees start at 0.20%, higher than some competitors, the brokerage provides a user-friendly platform and grants access to global stock markets.

　　However, limited availability of advanced tools and research resources, along with the absence of English support on the official website, pose challenges for some investors.

Regulatory Status

　　YUEXIU SECURITIES holds three securities licenses issued by the Securities and Futures Commission (SFC), ensuring regulatory oversight across its operations.

　　These licenses encompass securities trading, derivatives trading, and fund management, indicating compliance with stringent regulatory standards. Such robust regulatory status fosters a sense of trust and security among traders on the platform, knowing that their investments are conducted within a regulated environment.

Pros and Cons

　　Pros

• 　　Wide Range of Tradable Securities and Services: Yuexiu Securities offers a wide selection of tradable assets, including equities, bonds, futures, and options. This breadth of options allows investors to build well-rounded portfolios aligned with their investment objectives and risk tolerance.

• 　　User-friendly Trading Platform: The platform features intuitive navigation, making it easy for both novice and experienced traders to execute trades, monitor market movements, and manage their investment portfolios.

• 　　Regulated by the SFC: As a regulated brokerage firm under the oversight of the Securities and Futures Commission (SFC), Yuexiu Securities operates in accordance with established regulatory standards.

• 　　Access to Global Stock Markets: With access to international markets such as the Hong Kong Stock Exchange (HKEX) and other global exchanges, clients can capitalize on investment opportunities across different regions and sectors.

• 　　Margin Trading Available: Yuexiu Securities provides margin trading facilities, enabling clients to leverage their investment capital for potentially higher returns.

　　Cons

• 　　Higher Minimum Commission Fees (0.20%): One drawback of Yuexiu Securities is its higher minimum commission fees compared to some competitors. For example, the minimum commission for brokerage services is set at 0.20%, potentially impacting the cost-effectiveness of smaller trades.

• 　　Limited Availability of Advanced Tools: This limitation could potentially hinder the trading experience for clients who rely on advanced charting tools, or technical analysis indicators.

• 　　Limited Research and Educational Resources: Another drawback of Yuexiu Securities is the limited availability of research and educational resources for clients. It lacks comprehensive research reports, educational materials, and investment insights to support clients in making informed trading decisions.

• 　　English Not Supported on the Official Website: Yuexiu Securities' official website does not support English language functionality, potentially posing challenges for English-speaking clients.

Tradable Securities and Services

　　Yuexiu Securities is among the early Chinese-owned entities in the Hong Kong securities market, fully owned by Yuexiu Securities Holdings Limited.

　　As a seasoned Chinese securities firm, Yuexiu Securities offers various services, including capital market services, margin financing, fund trading, global stock trading, and derivative trading such as futures brokerage.

　　In addition to securities brokerage, Yuexiu Securities Holdings Limited operates Yuexiu Asset Management Limited, established in 2010, providing asset management services, including fund investment management, investment advisory, and tailored wealth management services for clients.

　　Yuexiu Financing Limited, established in 2018, offers tailored financial advisory services and financing solutions leveraging the resources of Yuexiu Group, including services such as sponsoring initial public offerings, mergers and acquisitions, underwriting of stocks and bonds, and financial consulting.

Commissions and Fees

　　Yuexiu Securities imposes commissions and fees structured around transaction amounts and specific trading activities.

　　For brokerage commissions, users are subject to a minimum fee of HKD 100, with phone trading incurring a 0.25% commission and online trading at 0.20%. Dark pool trading via phone carries a commission rate of 0.3% with a minimum fee of HKD 150. Stamp duty amounts to 0.1% of transaction values, rounded up to HKD 1.

　　Additionally, there are exchange transaction fees at 0.00565%, SFC transaction levies at 0.0027%, and financial reporting bureau levies at 0.00015%, all based on transaction amounts.

　　Share settlement fees on the Hong Kong Exchange (HKEX) stand at 0.002% of the total transaction value, with a minimum charge of HKD 2 and a maximum of HKD 100. Notably, an Italian financial transaction tax (FTT) of 0.10% applies to the net purchase amount multiplied by the average purchase price per trading day.

　　Compared to popular brokers, Yuexiu Securities' fees present a moderate-to-high cost structure, potentially better suited for experienced traders or those with larger transaction volumes who prioritize a wide range of investment options over lower fees.

Platforms & Tools

　　Yuexiu Securities provides the “Tongtianxia Lightning Trading System” as its trading platform.

　　The main functionalities of the Tongtianxia Lightning Trading System offered by Yuexiu Securities encompass various features such as Hong Kong stock trading, order cancellation, order modification, and inquiry functions.

　　Users can execute lightning-fast trades by activating the market quote window and inputting the Hong Kong stock code. The system then displays the stock's real-time chart, and users can initiate buying or selling orders using specific hotkeys, such as 21 for lightning buy and 22 for lightning sell.

　　Additionally, manual order input is available when the order window is active, where users can input the stock code, buying price, and quantity manually. T

　　he system also provides options for order modification and cancellation, conveniently accessible through buttons on the top bar of the trading interface.

　　This layout enhances user experience by enabling quick access to essential functions like viewing current orders and portfolio holdings without the need to navigate through multiple menus.

Deposit & Withdrawal

　　To deposit funds with Yuexiu Futures, customers transfer funds to the company's customer margin account through a Hong Kong bank account under the same name.

　　Upon transferring funds, customers must promptly provide the remittance receipt to Yuexiu Futures via fax or email for review and processing. For withdrawals, customers submit applications to Yuexiu Futures' customer service department. Following verification and processing by dedicated personnel, funds are deposited into the agreed bank account as per the customer's instructions, with the customer duly notified of the transaction.

Customer Service

　　Yuexiu Securities Holdings Co., Ltd. provides comprehensive customer support through its subsidiaries.

　　For inquiries or assistance, customers can reach out via phone at (852) 3925 9928 for Yuexiu Securities Co., (852) 3925 9938 for Yuexiu Futures Co., and (852) 3925 9888 for Yuexiu Asset Management Co.

　　Additionally, customers can email info@yxsh.hkfor general inquiries orfutures.cs@yxsh.hkfor futures-related matters.

　　The offices are located at Rooms 17-37, 49th Floor, Sun Hung Kai Center, 30 Harbor Road, Wan Chai, Hong Kong.

Conclusion

　　In conclusion, Yuexiu Securities offers a wide range of tradable securities and services, regulated by the SFC, and accessible for over a decade.

　　However, its higher minimum commission fees of 0.20% compared to competitors can impact smaller trades.

　　The platform's user-friendly interface and availability of margin trading and new stock trading contribute to its appeal. Yet, limited availability of advanced tools and research resources, coupled with the absence of English support on the official website, pose challenges.

　　Despite drawbacks, its regulatory compliance and various tradable assets offer opportunities for investors seeking access to global markets and margin trading facilities.

FAQs

　　Question: What securities can I trade with Yuexiu Securities？

　　Answer: Yuexiu Securities offers a variety of tradable assets, including equities, bonds, futures, and options.

　　Question: Is margin trading available with Yuexiu Securities？

　　Answer: Yes, Yuexiu Securities provides margin trading facilities, allowing clients to leverage their investment capital for potentially higher returns.

　　Question: What are the minimum commission fees with Yuexiu Securities？

　　Answer: The minimum commission fee starts at 0.20%.

　　Question: Is there English support on the Yuexiu Securities website？

　　Answer: Unfortunately, English language support is not available on the official Yuexiu Securities website.