At Balanced Security Planning, we take your goals personally and build your portfolio accordingly. Our advisors look for the best investments to get you directly where you want to be with your finances. They understand the importance and value of a personalized plan.
What is Balanced Security Planning？
Balanced Security Planning is a regulated financial firm dedicated to supporting independent financial advisors. They offer a range of services, including broker-dealer services, alternative investments, growth marketing, and an Advisors Marketing Master Course. Their broker-dealer services provide compliance support, back-end assistance, and growth strategies.
With a focus on customer service, they aim to help advisors succeed in the competitive financial services industry. Balanced Security Planning emphasizes personalized service and comprehensive support to help advisors expand their product offerings, enhance marketing strategies, and manage back-end operations effectively.
Pros & Cons
Pros:
Support for Independent Advisors: Balanced Security Planning offers support for independent financial advisors, providing them with resources and tools to enhance their business operations.
Range of Services: They offer a range of services including broker-dealer services, alternative investments, and growth marketing.
Personalized Service: The firm emphasizes personalized service and support, working closely with advisors to tailor solutions to their specific needs.
Regulatory Oversight: Balanced Security Planning operates under the regulatory oversight of FINRA, providing a level of security and assurance for clients.
Cons:
Lack of Transparency: Details such as account minimums, fees, and specific offerings are not readily available, which makes it difficult for potential clients to evaluate the firm's services.
Dependence on Advisor: The success of the partnership with Balanced Security Planning heavily depends on the advisor's ability to leverage the firm's resources effectively.
Is Balanced Security Planning Safe？
Balanced Security Planning, operating under the regulatory oversight of FINRA with a Securities Trading License (CRD#: 4038/SEC#: 8-14842), is likely considered safe. Under the regulatory oversight of FINRA, the firm is held to rigorous standards and must adhere to strict rules and regulations designed to safeguard investors' interests and ensure market integrity. This regulatory framework helps to mitigate risks associated with fraudulent activities, unauthorized transactions, and other potential threats to clients' investments
Services
Balanced Security Planning offers a range of services tailored to the needs of independent financial advisors and their clients, aiming to provide comprehensive support and resources for independent advisors to help them succeed in their businesses and provide the best possible service to their clients.
Broker-Dealer Services: Providing support for independent advisors, including compliance support, back-end assistance, and growth strategies.
Alternative Investments: Offering access to a variety of alternative investment opportunities, such as 1031 Exchange into a DST, REITs, private placements, and more, to help diversify portfolios and manage risk.
Growth Marketing: Utilizing tested marketing strategies to help advisors grow their networks, acquire more assets, and expand their business.
Advisors Marketing Master Course: Providing education and training for advisors to enhance their marketing skills and strategies.
Investment Options
Balanced Security Planning offers a diverse range of investment options. These investment options are designed to provide clients with a range of choices to diversify their portfolios and achieve their financial goals.
Equity and Fixed Income: Clients can invest in stocks and bonds to build a balanced portfolio that aligns with their risk tolerance and investment goals.
Mutual Funds and Annuities: Mutual funds provide a diversified investment option, while annuities offer a guaranteed income stream for retirement planning.
Alternative Investments: The firm provides access to alternative investment opportunities such as 1031 Exchange into a DST, REITs, private placements, and more, offering clients exposure to markets and investment strategies beyond traditional options.
Retirement Planning: Balanced Security Planning offers support for retirement planning, helping clients build and manage retirement portfolios through direct plan sponsor selling and dealer agreements.
Customer Service
To contact Balanced Security Planning, you can visit their office at 4701 Teller Ave, Newport Beach, CA 92660, or reach them by phone at (888) 819-5938. You can also email them at info@balancedsecurityplanning.com. Additionally, you can send them a message using the form on their website, providing your name, phone number, email address, and message.
Their office hours are in Pacific Time, from Monday to Friday, 7:30 am to 5 pm, Saturday from 10 am to 3 pm, and closed on Sunday.
Conclusion
Balanced Security Planning offers a range of services for independent financial advisors, including broker-dealer support, alternative investments, and growth marketing. They emphasize personalized service and regulatory compliance. While they provide a variety of investment options, careful research about fees and account details is advised before engaging in their services.
Frequently Asked Questions (FAQs)
What services does Balanced Security Planning offer？
Broker-dealer services, alternative investments, growth marketing, and an Advisors Marketing Master Course.
What investment options are available through Balanced Security Planning？
Equity and fixed-income investments, mutual funds and annuities, alternative investments, and retirement planning services.
Is Balanced Security Planning regulated？
Yes, Balanced Security Planning is regulated by FINRA (Financial Industry Regulatory Authority).
What are the office hours for Balanced Security Planning？
The office hours are Monday to Friday, 7:30 am to 5:00 pm Pacific Time, and Saturday from 10:00 am to 3:00 pm. They are closed on Sunday.
Risk Warning
The information provided is based on WikiStock's expert evaluation of the brokerage's website data and is subject to change. Besides, online trading entails substantial risks, potentially leading to total loss of invested funds, so comprehending associated risks before engaging is crucial.
