Alexander Investment Services (AIS) was founded in Louisville by Roy Alexander in 1965. His success benefited in part from the 1962 establishment and growth of Keogh retirement plans for small businesses and professionals. Today, 65% of the firm’s clients are medical and dental practices followed by independent businesses. Although Roy passed away in 1996, his legacy of providing quality financial advice and investment success lives on. Roy’s emphasis on client relationships and customized support continues to inspire and guide us in providing service excellence.
AIS Introduction
Founded in Louisville by Roy Alexander in 1965, AIS offers securities trading, investment management and retirement planning for their clients. Regulated by FINRA, it offers five types of account without the minimum deposit. Besides, it offers mutual funds, ETFs, stocks and so on supported by tools like Kiplinger Tools and USA Today calculators for financial planning.
Pros & Cons of AIS
AIS is regulated by FINRA so that clients have resource to get help when dispute happens. Besides, it allows clients to start investing without a minimum deposit requirement and provides calculator and market information, which are more suitable for novice. However, it charges additional fees including high annual maintenance fee of $125 and $10 to $20 for IRA and SEP accounts.
Is AIS Safe？
AIS is regulated by the Financial Industry Regulatory Authority (FINRA), holding the license number: CRD#: 1037/SEC#: 801-10334,8-12525. FINRA provides regulation and technical support for their investors. Besides, it is responsible for the trading practice of the OTC.
What Are Securities to Trade with AIS？
AIS offers mutual or exchange-traded fund (ETF), stocks, bonds, annuities and life insurance. They do not trade options, futures, crypto-currencies, or leveraged ETFs. Besides, AIS also offers types of retirement plans, wealth management, education funding, and estate planning solutions.
AIS Accounts
AIS offers five kinds of accounts including Advisor, Individual, Retirement, Plan Premier Retirement, and American Legacy Variable Annuity Contracts accounts. Each type of account has different requirements to open an account. And it does not require the minimum deposits.
AIS Fees Review
AIS charges different fees according to account value and different products, including brokerage account fees, Advisory account fees, F2 shares option, and so on. For instance, for advisory fee for F2 Shares accounts, it is a flat rate of 0.50% annually, regardless of the account value. More details can be learned via: https://www.aisretirement.com/crs
Research & Education
AIS provides calculators (Kiplinger Tools and USA Today) and Investment & Finance Links (Market news, market information ). The tools can help clients with budgeting, retirement planning, and other financial activities. Besides, clients can learn more about market data and other financial information clearly and latest.
Customer Service
Customers can visit their office or get in touch with customer service line using the information provided below:
Mon-Fri: 8:00 AM - 5:00 PM
Sat-Sun: By Appointment
Telephone: 502-459-4414; (606) 573-1374
Fax: 502-459-7535
Email: Harlan@aisweb.com; Louisville@aisweb.com
Address: 909 Lily Creek Road Suite 101, Louisville, KY 40243; Hendrickson Building Suite 208, 110 N. First Street, Harlan, KY 40831
AIS offers online messaging. This allows traders to communicate with customer support or other traders directly through the platform.
Conclusion
In a conclusion, AIS provides all kinds of financial products and services under the regulation of FINAR. It also offers tools and research. Therefore, it is suitable for individuals and institutions who are look for a regulated and diverse financial services.
Q&A
Is AIS regulated？
Yes. It is regulated by FINRA.
What types of financial services does AIS offer？
The firm provides mutual funds, exchange-traded funds (ETFs), stocks, bonds, annuities, and life insurance.
How are fees calculated if I have multiple accounts？
Fees are calculated based on the type of each account and the specific services provided. The advisory fee is a flat 0.5%.
Risk Warning
The information provided is based on WikiStock's expert evaluation of the brokerage's website data and is subject to change. Besides, online trading entails substantial risks, potentially leading to total loss of invested funds, so comprehending associated risks before engaging is crucial.
